RSA 421-B:5-502 Prohibited Conduct in Providing Investment Advice.
Title: XXXVIII - SECURITIES
Chapter: 421-B - UNIFORM SECURITIES ACT
(a) Fraud in providing investment advice. It is unlawful for any person that advises others for compensation, either directly or indirectly or through publications or writings, as to the value of securities or the advisability of investing in, purchasing, or selling securities or that, for compensation and as part of a regular business, issues or promulgates analyses or reports relating to securities:
(1) to employ a device, scheme, or artifice to defraud another person; or
(2) to engage in an act, practice, or course of business that operates or would operate as a fraud or deceit upon another person.
(b) Supplemental provisions.
(1) It shall constitute a fraudulent or deceptive act, practice, or course of business within the meaning of subsection (a) for any