RSA 421-B:4-410 Filing Fees.
Title: XXXVIII - SECURITIES
Chapter: 421-B - UNIFORM SECURITIES ACT
(a) Broker-dealers. A person shall pay a fee of $300 when initially filing an application for registration as a broker-dealer and a fee of $250 when filing a renewal of registration as a broker-dealer. If the filing results in a denial or withdrawal, the secretary of state shall retain $50 of the fee.
(b) Agents. The fee for an individual is $130 when filing an application for registration as an agent, a fee of $100 when filing a renewal of registration as an agent, and a fee of $25 when filing for a change of registration as an agent. If the filing results in a denial or withdrawal, the secretary of state shall retain $30 of the fee.
(c) Investment advisers. A person shall pay a fee of $250 when filing an application for registration as an investment adviser and a fee o